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TR16/4: Embedding the Mortgage Market Review: Responsible Lending Review (TR16/04)

Published: 16/05/2016     Last Modified: 16/05/2016

This review is the second of two market-wide thematic reviews examining the impact of the Mortgage Market Review (MMR). It forms part of our wider programme of mortgages work that also includes the proposals outlined in the feedback statement of the mortgages call for inputs which has been published alongside this report.


Inducements and conflicts of interest thematic review: key findings

Published: 18/04/2016     Last Modified: 18/04/2016

Inducements and conflicts of interest follow-up: key findings


TR16/3: Meeting investors’ expectations (TR16/03)

Published: 07/04/2016     Last Modified: 07/04/2016

We are reporting the findings of our thematic review that considered how firms ensure they manage funds and segregated mandates as they say they will. We also considered how firms monitor the appropriate distribution of their funds.


TR16/2: Fair treatment of long-standing customers in the life insurance sector (TR16/02)

Published: 03/03/2016     Last Modified: 04/03/2016

We are reporting the findings of our thematic review which assessed how firms are operating their closed-books and whether they are treating their long-standing customers fairly. The report sets out as draft non-Handbook guidance the actions we believe firms should be taking to treat their customers fairly in the future.


TR16/1: Assessing suitability: Research and due diligence of products and services (TR16/01)

Published: 19/02/2016     Last Modified: 25/02/2016

In this report we set out the high level findings of our thematic review of the research and due diligence processes carried out by advisory firms on the products and services they recommend to retail clients.



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