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FCA statement on Consultation Paper 12/20: Review of the client money rules for insurance intermediaries

Published: 16/08/2016     Last Modified: 16/08/2016

The Financial Conduct Authority (FCA) has today written to firms providing an update on Consultation Paper 12/20: Review of the client money rules for insurance intermediaries, where it had proposed some changes to the rules and guidance in Chapter 5 of our Client Assets Sourcebook (CASS).


FCA statement on redress methodology for pension transfers

Published: 03/08/2016     Last Modified: 03/08/2016

The Financial Conduct Authority (FCA) has today announced that it intends to consult in autumn 2016 to update the methodology used to calculate the levels of redress due in cases of unsuitable advice on transfers from defined benefit (DB) occupational pension schemes to personal pensions.


Enterprise Insurance Company indicates it is insolvent

Published: 25/07/2016     Last Modified: 16/08/2016


Guidance on fund suspensions

Published: 08/07/2016     Last Modified: 08/07/2016

Following the result of the EU referendum, we are aware that some asset managers are experiencing higher than normal levels of redemption requests from investors in their funds.


Temporary prohibition of short selling: Credito Valtellinese sc, Telecom Italia spa

Published: 07/07/2016     Last Modified: 07/07/2016



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