News List - Financial Conduct Authority

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FCA proposes cap on early exit charges (FCA/PN/43/2016)

Published: Today     Last Modified: Today

The Financial Conduct Authority (FCA) has today announced the level at which it will consult to cap early exit charges for those consumers wishing to make use of the pension freedoms.


Over 55s at heightened risk of fraud, says FCA (FCA/PN/42/2016)

Published: Yesterday     Last Modified: Yesterday

We are urging retirees to take the necessary precautions before making investments, in a bid to help combat widespread investment fraud.


The FCA bans Keydata’s former compliance officer, Peter Johnson (FCA/PN/41/2016)

Published: 19/05/2016     Last Modified: 19/05/2016

We found that Mr Johnson failed to act with integrity in his role as Keydata’s compliance officer and misled the then Financial Services Authority (FSA) on a number of occasions.


FCA reviews find mortgage firms lending responsibly but scope for improvement on competition (FCA/PN/40/2016)

Published: 16/05/2016     Last Modified: 16/05/2016

Firms have positively applied the responsible lending requirements, which came into force as part of the Mortgage Market Review (MMR); however, there is scope for improving consumers’ ability to make better choices about mortgage deals.


FCA fines and bans financial adviser for insider dealing (FCA/PN/39/2016)

Published: 13/05/2016     Last Modified: 13/05/2016

We have fined Mark Taylor, a financial adviser, £36,285 and banned him for a period of at least two years for engaging in market abuse.



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