News List - Financial Conduct Authority
About 435 results
Published: 16/06/2016 Last Modified: 16/06/2016
The offences relate to the promotion and sale of shares in Atlantic Equity LLC (formerly known as Berkeley Brookes LLC), between July 2013 and March 2014, through a succession of four alleged ‘boiler room’ companies
Published: 13/06/2016 Last Modified: 13/06/2016
Damian Clarke, a former equities trader at Schroders Investment Management has been sentenced to two years imprisonment having pleaded guilty to nine counts of insider dealing.
Published: 09/06/2016 Last Modified: 09/06/2016
We have banned Mark Kelly and Patrick Gray from working in the financial services industry on the basis that they lack integrity.
Published: 01/06/2016 Last Modified: 01/06/2016
The FCA has today fined CT Capital Ltd £2,360,900 for serious failings in its historic Payment Protection Insurance (PPI) complaint handling processes.
Published: 27/05/2016 Last Modified: 27/05/2016
The FCA today announced that Megan Butler has been appointed permanently to the role of Director of Supervision – Investment, Wholesale and Specialists.
Copyright © 2016 FCA. All Rights Reserved.