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Megan Butler appointed permanent Director of Supervision – Investment, Wholesale and Specialists (FCA/PN/44/2016)

Published: 27/05/2016     Last Modified: 27/05/2016

The FCA today announced that Megan Butler has been appointed permanently to the role of Director of Supervision – Investment, Wholesale and Specialists.


Schulz & Partner (clone)

Published: 27/05/2016     Last Modified: 27/05/2016

We have published this statement in order to warn investors against dealing with unauthorised firms.


FCA proposes cap on early exit charges (FCA/PN/43/2016)

Published: 26/05/2016     Last Modified: 26/05/2016

The Financial Conduct Authority (FCA) has today announced the level at which it will consult to cap early exit charges for those consumers wishing to make use of the pension freedoms.



Occasional Paper No. 18: Market-Based Finance: Its Contributions and Emerging Issues

Published: 26/05/2016     Last Modified: 26/05/2016

This paper provides an overview of the evolution as well as recent innovations in market-based finance. It argues that MBF is not merely an alternative way of providing banking-like services; it is in many ways a more efficient means of creating, distributing, and managing money, credit and risk globally. Properly regulated and supervised MBF can contribute to a dynamic and competitive financial services sector, develop new and innovative products to meet customers’ needs.



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