The FCA has found significant shortcomings in the control and oversight of appointed representatives by their principal firms in the general insurance sector in a thematic review.
New FinTech Bridge will support international expansion of UK and Korean FinTech firms.
Firms operating dark pools have made significant progress in addressing the promotion and the management of conflicts of interest according to a new report from the FCA.
This paper describes the findings of a series of field trials that explored how disclosure-type regulatory interventions could encourage consumers to switch to higher-paying savings accounts. Using da
We have published the second set of data showing the lowest interest rates offered by 32 providers of easy access cash savings accounts and easy access cash ISAs.
We have fined Gavin Breeze for engaging in market abuse in the form of insider dealing and publicly censured him for improper disclosure.
We have decided to prohibit Andrew Barry Hart from performing any role in regulated financial services and have decided to cancel Wage Payment and Payday Loans Limited’s interim permission.
We have fined Towergate Underwriting Group Limited £2,632,000 for failings in relation to its protection of client and insurer money.
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