Financial Services Register - Financial Conduct Authority

Financial Services Register

Published: 13/04/2015     Last Modified: 22/09/2015
The Financial Services Register is a public record of firms, individuals and other bodies that are, or have been, regulated by the PRA and/or FCA.

Getting the most from the Register

You can search the Register for information on a firm, individual or financial services product by entering its name, reference number (FRN) or postcode. You can also search for certain investment exchanges.

The Register shows whether a firm you are using, or plan to use, is authorised or registered by the Prudential Regulation Authority (PRA) and/or the FCA, or is exempt. You can also find out if a consumer credit firm has interim permission.

Other information you can see includes:

You can also search the Register for individuals who work in authorised firms and perform some important tasks that we have ‘approved’.

Search the Register

Unauthorised firms

Firms that we have been told are providing regulated products or services without the correct authorisation – or are deliberately running scams – are now included in the Register with prominent warnings.

Other information on unauthorised firms includes the different details they give out and whether they are falsely claiming to be from a genuine, authorised firm.

If you deal with a firm (or individual) that is not regulated you may not be covered by the Financial Ombudsman Service or FSCS.

Further information

The regulatory jurisdiction for the Financial Services Register comes under the Financial Services & Markets Act 2000 (FSMA), Money Laundering Regulations 2007, Payment Services Regulations 2009 and Electronic Money Regulations 2011.

If you have any problems or questions about using the Register you should contact us. Industry users can also email the Register team.

If you would like to buy data or subscribe, for a fee, to receive an extract of the Financial Services Register you should email

Financial Services Register