Authorised professional firms - Financial Conduct Authority

Authorised professional firms

Published: 30/08/2015     Last Modified: 15/09/2015

The rules on our reporting requirements for authorised professional firms (APFs) can be found in our Supervision Manual (SUP) 16.12.30R – 31R.

This includes when an APF (depending on its regulated activities) may need to submit an annual questionnaire to us within four months of its ‘accounting reference date’ (i.e. financial year end).

How do I submit?

You can submit the Annual Questionnaire for Authorised Professional Firms via our online regulatory reporting system, GABRIEL.