Contact the UKLA - Financial Conduct Authority

How to contact the FCA’s UKLA Department

Published: 05/09/2014
We operate three telephone lines and two fax lines to enable you to contact the FCA’s UKLA Department.

You can also use the following links to find more information on how to get guidance on the Listing Rules, the Prospectus Rules and the Disclosure and Transparency Rules, how to submit documents to the UKLA Department electronically and how to subscribe for our monthly Primary Market Bulletins. We also explain how you can write to us regarding a potential breach of the Listing Rules, the Prospectus Rules or the Disclosure and Transparency Rules.

Line Area Hours Enquiries concerning
1

General Administrative queries (UKLA Department only)

Telephone:
020 7066 8348

Fax:
020 7066 8349

8am - 6pm
  • getting copies of rulebooks, forms and checklists
  • receipt of faxes and other submissions
  • electronic submissions (ELS)
  • details of the review team on transaction review cases
  • details of sponsor supervision relationship manager
  • Sponsor Service Enquiries

 

2

Listing Applications

Telephone:
020 7066 8352

Fax:
020 7066 8364

8am - 6pm
  • documents required when applying for admission to listing
  • timing of listing applications
  • block listing applications
  • listing fees
  • other general queries about LR3 R  and LR5 R
3

Emergency line

Telephone:
020 7066 8354

7am – 6 pm (Monday - Friday)*
  • contacting the FCA before announcing a reverse takeover which has been agreed or is in contemplation (LR5.6.6 R)
  • urgent live markets situations such as suspensions (including those in connection with reverse takeovers and companies in severe financial difficulty) and urgent queries relating to disclosure of inside information only

*We aim to provide coverage on the Emergency Helpline where reasonable outside office hours.

We do not discuss existing review and approval cases already allocated to a case review team over these telephone lines.  You should discuss these with the team allocated to your case. If you no longer have the contact details of the staff appointed to your case, please call the General Administrative line. Existing sponsors should direct their sponsor supervisory enquiries to their relationship manager. If you no longer have the details of your relationship manager, please call the General Administrative line.

 

Other FCA contact details

Find details of the FCA’s consumer or firm helplines, the head office address and other FCA contact details.


Issuer fees

Find information on fees payable by issuers relating to their application for admission to the Official List or formal FCA review of prospectuses or other documents requiring formal approval under the Listing Rules or Prospectus Rules.