Forms - Financial Conduct Authority

Forms

Published: 20/11/2015     Last Modified: 27/04/2016

 

Payment
Electronic Transfer Payment Form Electronic Payment Form [ PDF ]
Document review
Document

Form A

Publication form

Issuer contact details form

Checklists/cross-reference lists

No change confirmation template letter

Upfront Submission Template 
NB Upfront Submission Template is optional and only applicable to debt documents.

Same day supplements service submissions SDS Form [ PDF ]
Declarations by sponsors

Sponsor's Declaration for the production of a circular form [ PDF ]

Sponsor's Declaration on an application for Listing form [ PDF ]

Sponsor's Declaration for a Transfer of Listing Category [ PDF ]

Sponsor’s Declaration for a Reverse Takeover Announcement [ PDF ]

Listing Applications
Listing application forms

Listing hearing online request form 

Application for Admission of Securities form [ DOC ]

Block Listing Six Monthly Return form [ DOC ]

Pricing Statement form [ DOC ]

Shareholder Statement form [ DOC ]

Certifications representing equity securities in public hands statement [ DOC ]

Market participants – notifications to FCA
Home Member State Transparency Directive Home Member State Declaration [DOCX]
Listed issuers Issuer contact details form [ PDF ]
DTR notifications

Notification of dealings by directors/ persons discharging managerial responsibilities form [ PDF ]

Notifications of major interests in shares (TR-1) [ DOC ]

Notes to Form TR-1 [ PDF ]

Notification by market makers (TR-2) [ DOC ]

Sponsor forms
Sponsors forms

Annual Notification Form [DOC]

Sponsor's Declaration for the production of a circular form [ PDF ]

Sponsor's Declaration on an application for Listing form [ PDF ]

Sponsor's Declaration for a Transfer of Listing Category [ PDF ]

Sponsor’s Declaration for a Reverse Takeover Announcement [ PDF ]

Sponsor Firms Application form [ DOC ]

Passporting
Passporting out

Passporting template request letter [DOC]

NB: to passport a prospectus into the UK contact the EU member state authority that approved the prospectus and they will liaise with us.