Outcomes and Notices - Financial Conduct Authority

Outcomes and Notices

Last Modified: 03/02/2014
Publishing notices is important to ensure the transparency of FCA decision-making; it informs the public and helps maximise the deterrent effect of enforcement action.

We publish certain information about Enforcement action once a statutory notice is issued.

Notices

Notices and warning notice statements are published under the Your FCA area of the website. The Your FCA area also includes Supervisory Notices and other publications.

Press Releases

We will often publish a Press Release accompanying an Enforcement outcome, including in criminal cases. The latest FCA press releases are available under the news section of the website.

FSA notices

The FCA, like the FSA before it, must publish such information about the matter to which a Final Notice or Decision Notice relates as it considers appropriate. Our website also contains Final and Decision Notices that were published by the FSA.

FSA and FCA notices are part of the FCA’s publication scheme under the Freedom of Information Act 2000.

You can also find FSA material (including Notices, FSA fines, and press releases) on the national archives website.

Final Notices

Find a list of all Final Notices as issued by the FSA or FCA for a given year by clicking on the year below:

2002

2003

2004

2005

2006

2007

2008

2009

2010

2011

2012

2013

2014

2015

2016



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