FCA: Live & Local

Date: Thursday 18th February 2016
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We are running a new regional programme of events - FCA: Live & Local - across the whole of the UK.

FCA: Live & Local will focus on three main sectors: 

  • investments
  • mortgages 
  • general insurance (GI)

It will see the return of our successful Positive Compliance sessions, presented by Mark Goold and Gordon Findlay. Due to demand we have increased the capacity of these sessions.

The focus of this year's sessions will be 'The advice process: building a solid base'.

Alongside Positive Compliance we will be hosting:

  • Roundtables: take part in an open forum with a panel of FCA and industry representatives.
  • Surgeries: discuss any specific issues facing your business, the needs of your clients or any other issues across the spectrum of regulated financial advice with an FCA supervisor.
  • Supervisory workshops: a focus on the subject of 'Professionalism for financial adviser firms (of all sizes)’ for the investment sector, and 'delivering fair customer outcomes' for the GI sector.
  • ‘Culture and governance – GI focus’ sessions

We will also be holding ad-hoc events such as lunch with the Chairman and senior management, and sector-specific events in regions where clusters of those firms are located.

Click on your region in the list below to be directed to the dedicated page with session and registration details.


Schedule of events
North East May 2016
East Midlands June 2016
Wales July 2016
Scotland September 2016
East Anglia October 2016
West Midlands November 2016
London December 2016
Yorkshire and the Humber January 2017
South East February 2017
North West March 2017


View our interactive map to see when we will be in your area, together with locations and details of how to register. 

Further information

Interactive map: view dates and locations of sessions taking place in your region